FINRA believes, however, in going beyond regulation. A stated mandate of FINRA is to improve investor education, because FINRA believes that "investor protection begins with education" (FINRA website, 2010). FINRA has set up an Investor Education Foundation, which in 2009 spend $46 million on improving investor education about the markets.
FINRA believes that the markets should be fair for all participants. The body feels that this will ensure investors have as many choices as possible for their money. In addition, FINRA believes in taking a proactive approach to regulatory issues, because this will enhance its mission of consumer protection (Ibid).
FINRA was set up by the two major exchanges in part because of the need to ensure that the markets are fair and are regulated efficiently and effectively. Stock markets today compete globally for capital and FINRA is a...
The median wage for financial analysts was $73,150 excluding bonuses. The bottom ten percent in the profession earn less than $43,400 and the top ten percent earn over $141,070. Annual bonuses are very common in the industry and can account for a substantial portion of the total earnings (OOH, 2010). Benefit packages are typically very strong for financial analysts. Specific information for Miami-Dade County is unobtainable, but the city
Apprenticeship Proposal An apprenticeship at Fidelity Investments would be a great way to start off your career in finance. The finance industry is always on the lookout for up and coming talent that has both know-how and experience in the field. An apprenticeship offers people the opportunity to immerse themselves in the world of investments by shadowing professional traders, portfolio managers and financial advisors as they interact with clients, plan investment
Research Proposal LetterDear Congressperson,I am writing to request your support for the inclusion of financial literacy in school curriculum. As our economy becomes increasingly complex, it is essential that young people have a strong foundation in financial literacy. By learning about topics such as budgeting, investing, and credit management, students will be better equipped to make sound financial decisions throughout their lives.As Heath (2016) points out in his study, there
Iacobucci and Triantis clarify that any type of corporation with legal personhood qualifies to issue debt as long as it can own property, enter contracts and be sued. Corporates can be issued in bearer form, where the holder of the actual certificate is required to update information periodically with the trustee or issuer, or as "registry" bonds, with the owner named but which carry no material coupons. "Book entry" bonds reside
Though not empowered with the same legislative authority that the SEC can claim, FINRA sets standards for stockbrokers and other financial industry professionals, and licenses individuals as well as oversees certain aspects of operations with regulatory eye (Little 2010; FINRA 2010). Illegal trading or suspicious trading can lead to investigations by FINRA that can then lead directly to legal problems for companies found to be in violation of laws
Apple Inc. Investment Analysis and Recommendations Apple Inc. is an American multinational company specializing in designing and producing mobile telecommunication devices that include iPhone, computer software and hardware, Apple TV, Apple Watch, iPod, and other electronic devices. Apple was incorporated and publicly registered in 1977. Headquartered in California, Apple is one of the most successful American companies in term of revenue with the annual revenue reaching $233.7 billion at the end
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