Verified Document

Forms Of Business Organization Essay

¶ … court, it will be a state court. Each state has different laws with respect to how they treat LLCs in such situations. Without knowing the state, it is impossible to know which statute a state might apply. There can be significant differences between state law on this matter (Garon, 2008). In most states, it will be difficult to adjudicate such disputes, insomuch as there is likely to be limited precedence (Garon, 2008). If the court uses the Uniform Limited Liability Company Act, it would turn to the language in Section 112, particularly subsection D. The relevant text is as follows: "Absent any contrary provision in the operating agreement, language in an LLC's certificate of organization might be evidence of the members' agreement and might thereby constitute or at least imply a term of the operating agreement." If there is nothing written down at all, the court is likely to find that the profits should be split by share of ownership, under the logic that ownership share implies profit sharing in the same manner, which it does unless otherwise stated, as this is the law of fiduciary duty.

This dispute could have been avoided in the first place in two ways. First, if the principles acted like grown-ups. Going to court with something like this probably costs the parties more money that this company makes in profits. Plus, there are many other dispute resolution mechanisms available to these people, such that it would be unusual for something like this to end up in litigation. The second way is that all LLCs should have a corporate operating agreement. This document is agreed to and signed by the owning when the LLC is formed. It specifically covers critical issues such as how the profit will be split among them. Even...

A standard COA would have avoided this issue -- they may still have disagreed about changing the split at some point in the future, but the current dispute would have been avoided by addressing this issue in a legal document at the time that the LLC was formed.
Unit 9 Discussion

The theory under which Darla might be liable is the breach of trust theory. She traded on the basis of material non-public information, which would in theory cause her to breach trust to the potential purchasers of FCPA, Cardware. The breach of trust is owed under statute not only directly, but indirectly and derivatively.

The defences against this charge could include Darla having a prior plan -- that she can prove -- to buy this stock. That was not the case. That said, the SEC would have to prove that she actually had material information. Darla's trades can be used against her, but this is dissimilar to the Falbo case -- Falbo's wife was an assistant to a Grand Met executive. While Darla knows who the players are in this case, there is no direct tie between an insider and her trades. Unless the SEC can prove that she received that information, they have hearsay and circumstantial evidence (such as evidence that she was in the building). But unless an insider testifies that they Darla something, Darla can defend this because the one thing lacking is actual evidence that she possessed insider knowledge.

SEC Rule 10b-5 is fairly clear that duty of trust can be indirect or derivative. That means that Darla had such a duty, should…

Sources used in this document:
References

17 CFR 240.10b5-1 - Trading "on the basis of" material nonpublic information in insider trading cases. Retrieved October 17, 2015 from https://www.law.cornell.edu/cfr/text/17/240.10b5-

Garon, J. (2008). The limited liability company (LLC) operating agreement. Gallagher, Callahan and Cartrell. Retrieved October 17, 2015 from http://www.gcglaw.com/resources/business/llc.html

Investopedia (2015). Complete guide to corporate finance. Investopedia. Retrieved October 15, 2015 from http://www.investopedia.com/walkthrough/corporate-finance/1/forms-business-organizations.aspx

Revised Uniform Limited Liability Company Act. Retrieved October 17, 2015 from http://www.uniformlaws.org/shared/docs/limited%20liability%20company/ullca_final_06rev.pdf
SEC v Falbo. No. 92 Civ. 6836 (PKL). 14 F.Supp.2d 508 (1998) Retrieved October 17, 2015 from http://www.leagle.com/decision/199852214FSupp2d508_1468/S.E.C.%20v.%20FALBO
Cite this Document:
Copy Bibliography Citation

Related Documents

Business Owners, Managers, Aspiring Entrepreneurs Form Business
Words: 870 Length: 3 Document Type: Essay

Business owners, managers, aspiring entrepreneurs form business organization selec t-based considerations, including taxes, liability, capital contributions, sharing profits losses, management control, survivorship. Marginal cost and marginal revenue Marginal revenue The concept of marginal revenue is generically understood as the additional revenue the company generates from the sale of one more unit of its product or service. In a different formulation, the marginal revenue represents the money generated by the sale of the last

Business Organization Coursework: Mary and Joseph, Stakeholders
Words: 2596 Length: 8 Document Type: Essay

Business Organization Coursework: Mary and Joseph, stakeholders in Kings plc, are concerned about the company's management practices by its current directors. One of these recent practices includes the desire by these directors of Kings plc, which owned a hotel, to acquire two additional hotels. As a result, these directors created a subsidiary company for the sole purpose of acquiring the two hotels. In this new development, Kings plc could only acquire

Business Organizational Studies Benefits From Interaction With
Words: 3327 Length: 8 Document Type: Essay

Business Organizational studies benefits from interaction with other areas of study. The articles and research questions in the paper reflect a curiosity of the connection among media, technology, and behavior. Each article and set of authors approaches this question from a different perspective and in conjunction with another school of thought to help problem solve and with which to cooperate. The paper selects and uses three heuristics as way to explore

Business Organizational Behavior Theory and
Words: 2417 Length: 9 Document Type: Term Paper

In this context, the learning curves followed by the collective of entrepreneurs place that collective of entrepreneurs within the still larger setting of the global marketplace. Taylor and Asheim refer to an economic geography that is more than merely a map of where economic activities take place (Taylor & Asheim, 2001, p. 315). A modern learning organization integrates itself on virtually every conceivable level. Much as its individual members make

Business -- Organizational Development Cases Study the
Words: 1580 Length: 5 Document Type: Case Study

Business -- Organizational Development Cases Study The organizational entity involved in this case study is a component of the largest Office of Inspector General (OIG) of any United States federal government agency. Specifically, the entity is the Office of Audit Services (OAS) of the Inspector General of the U.S. Department of Health and Human Services (HHS). That organization maintains its headquarters in Washington, DC and regional field offices in all eight

Business Organizations: Sole Proprietorship, Partnership
Words: 2186 Length: 7 Document Type: Research Paper

("Definition of a Corporation") A fourth advantage of a corporation is that it is easy to raise various forms of financing. The structure of corporation allows it to be owned by large numbers of individual (shareholders). This is significant, because it means that a corporation can use the public markets to be able to raise investment capital. As a result, some corporations have the potential to raise billions of dollars

Sign Up for Unlimited Study Help

Our semester plans gives you unlimited, unrestricted access to our entire library of resources —writing tools, guides, example essays, tutorials, class notes, and more.

Get Started Now