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Citigroup Accounting Scandal Term Paper

Accounting Scandals $2.65 billion. That is the amount the investment Citigroup agreed, less than a year ago, to pay to investors who had bought stock and bonds in the telecommunications giant WorldCom before its bankruptcy filing two years ago. If the adage that 'crime does not pay' is not always true, it is certainly valid when estimating the tremendous cost the WorldCom and Enron investing and accounting scandals have cost employees, investors, shareholder, and ordinary consumers. (Morgenstern, 2004)

The Citigroup settlement was the second-largest amount ever paid to settle a securities class action. It was the largest settlement ever granted by a bank, brokerage firm or auditor to settle a fraud case brought about by investors alleging that they had been deliberately mislead to buy securities issued by an outside corporation. Citigroup denied that it violated any laws when encouraging investment in WorldCom. Rather, it stated that it agreed to the arrangement to eliminate the uncertainties, burden and expense of litigation. (Morgenstern, 2004) Citigroup's chief executive, Charles O. Prince, described fighting the litigation as a "roll of the dice" and noted that the bank faced legal claims of as much as $54 billion in the WorldCom matter. (O'Brien, 2004)

Lest the $2.65 billion award settlement seem excessive, recall that the New York State retirement fund alone lost $300 million in its WorldCom investments. (Morgenstern, 2004) Under the terms of the settlement, Citigroup will have to make a payment of $2.65 billion, or $1.64 billion after tax, to the settlement class. The settlement class "consists of all persons who purchased or otherwise acquired publicly traded securities of WorldCom during the period from April 29, 1999 through and including June 25, 2002,"...

(Morgenstern, 2004) Shareholders claimed that Citigroup and its star analyst, Jack Grubman, misled them about the WorldCom Company's prospects, causing them to lose tens of billions of dollars in investor wealth that they would not have otherwise, given that they would not have invested in the company without Citigroup's prompting. Jack Grubman "fraudulently manipulated the underlying financial analyses he used to value WorldCom stock to maintain falsely inflated target prices for the stock and justify a 'buy' rating," even though WorldCom's performance did not satisfy acceptable criteria to earn such a rating," the brief said. (O'Brien, 2004)
Although Citibank disagrees, it cannot deny that all of the money invested by the individuals engaged in the litigation had vanished when WorldCom collapsed in July 2002, despite the prestige of WorldCom's accountants. (Or, one could argue, because of such prestige, else the creative or fraudulent accounting that hid the company's losses would have not gone on so long, had the KPMG name not been so widely regarded). (Morgenstern, 2004)

In fact, another issue that may have precipitated the landmark settlement was other pending litigation that may be faced by Citigroup. Former U.S. Attorney General Richard Thornburgh issued a 500-page report stating that WorldCom may have had grounds to sue both KPMG LLP and Citigroup Inc. For hundreds of millions of dollars because…

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Works Cited

BBC. (27 Jan 2005) "Enron bosses agree $168m payout." BBC News. Business Report. Retrieved 21 Feb at 2005 http://news.bbc.co.uk/1/hi/business/4159343.stm

Citigroup Press Release. (10 May 2004) "Citigroup Reaches Settlement on WorldCom Class Action Litigation for $1.64 Billion After-Tax." Citigroup Official Website. Press Releases. Retrieved 21 Feb at http://www.citigroup.com/citigroup/press/2004/040510a.htm

Morgenstern, Gretchen. (11 May 2004) "Citigroup agrees to a settlement over WorldCom." The New York Times. Business Section. Retrieved 21 Feb at http://www.nytimes.com/2004/05/11/business/11CITI.html?ei=5007&; en=eceb7f0816389d10& ex=1399608000& adxnnl=1& partner=USERLAND& adxnnlx=1108990924-mADzfFbri1DqH7r5qzkmNw

O'Brien, Tim. (11 May 2004) "Citigroup Assesses a risk and decides to settle." The New York Times. Retrieved 21 Feb at http://www.nytimes.com/2004/05/11/business/11place.html?ex=1109134800&; en=1da7c18b036a75fb& ei=5070
Talb, Charlie. (27 Jan 2004) "Today in Finance: WorldCom may have grounds to sue" CFO: Chief Financial Officer Magazine. Retrieved 21 Feb at http://www.cfo.com/article.cfm/3011531/c_3043435?f=TodayInFinance_Inside
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