Verified Document

Business Law Memo The CEO Research Paper

When this happens, actuaries can use the data that was collected to provide a clear picture of what is taking place inside the various segments of the firm. ("Sarbanes-Oxley Act") (Holland) Obtaining a complete list of all business units is where the off the books activities and any type of outside partnerships are disclosed to managers. This helps them to determine the extent of these arrangements on the company and the impact of the actions of other entities. Once this takes place, is when actuaries will have a better understanding of what is occurring and how this is contributing to the corporation's growth. ("Sarbanes-Oxley Act") (Holland)

Performing a risk assessment is when executives will determine if there are any kinds of actions that pose a threat to the firm. This allows them to see if questionable areas are a possible danger and the lasting impacts it will have on the organization. It is at this point when they can investigate further and uncover something. That could be in violation of Sarbanes-Oxley. ("Sarbanes-Oxley Act") (Holland)

Identifying locations subject to testing / coverage is where the company has found specific areas that need further attention. This is important, in assisting managers to discuss how the activities of: partnerships, agreements or off the books entities could impact the quality of the information which is provided. If there are any kinds of issues, they can address them internally and ensure that all proper disclosures are being made under the law. ("Sarbanes-Oxley Act") (Holland)

Mapping the entire process is when a complete assessment is conducted of the activities impacting the firm and the lasting effects it could have on the organization. At the same time, this is providing executives with a total picture of what is occurring. This helps the company to analyze these shifts and decide if some kind of disclosures must be made. It is at this point when the company can more effectively understand what is happening and the lasting impacts it is having on the firm. ("Sarbanes-Oxley Act") (Holland)

These different steps are important, as they will help the company to improve its ability to remain in compliance with Sarbanes-Oxley...

This is when the accuracy of the financial information will improve. Moreover, this process will reduce the staff involved with investigating these issues, by having a process for consistently analyzing what is taking place. In many ways, one could argue that this is the key for ensuring proper compliance and actively monitoring the activities of these segments. ("Sarbanes-Oxley Act") (Holland)
Clearly, Sarbanes-Oxley is having an impact on the firm by changing disclosure requirements. This means that executives must understand what is happening inside the organization on every level. The biggest challenges have been that this process will often cost more money, involve added personnel and increased amounts of time. These are the primary reasons why many firms are going private or listing on stock exchanges overseas.

However, in the case of the corporation, it cannot afford these kinds of drastic moves. This is because the firm continually needs access to working capital and has tradition of providing added levels of transparency to shareholders. The best approach is to have the company utilize the different steps that were outlined. The long-term effects are that this will have include: reduced costs, improved compliance and understanding what is happening within each division. This will ensue that the company is actively monitoring these activities, can detect material disclosures and report them inside their financial statement. It is at this point, when the information can be used to provide more detailed analysis of what is taking place and the lasting impacts on the balance sheet.

Works Cited

"Sarbanes-Oxley." Deloitte, 2010. Web. 29 Jun. 2013.

"Sarbanes-Oxley Act." Price Waterhouse Coopers, 2004. Web. 29 Jun. 2013.

"Sarbanes-Oxley Act 2002." Investopedia, 2013. Web. 29 Jun. 2013.

Holland, Jessica. "Ensuring Compliance with Sarbanes-Oxley." University of South Carolina, 2006. Web. 30 Jun. 2013.

Memo Format.

http://www.fsb.muohio.edu/heitgedl/Memo%20writing%20tips%20ACC333%20SP06.pdf

MLA Format. http://owl.english.purdue.edu/owl/resource/747/01/

Cite this Document:
Copy Bibliography Citation

Related Documents

Business Law Re: Career Institute
Words: 306 Length: 1 Document Type: Term Paper

Further, CIA should incorporate as a closely held corporation. Although they will still have to create officers, have annual meetings, and issue shares, this can all be done privately. In other words, the founder will be able to maintain his close involvement by being the sole shareholder and performing all the officer roles. In order to ensure that the instructors are hired as independent contractors, CIA should take the following

Business Communications the Company Is
Words: 1245 Length: 4 Document Type: Essay

A useful recommendation in this sense is represented by the contracting of a local law firm to ease the company's penetration into the region and to help us understand and overcome the initial barriers. But aside from understanding and complying with the regulations, it is also essential to understand and comply with the cultural features. India is one of the oldest and most impressive global cultures. And its culture has

Business Plan for Organic Fertilizer
Words: 3068 Length: 8 Document Type: Business Plan

We can use this opportunity to establish loyalty among our existing customers, develop referrals among our customers to their colleagues, and establish our brand and credibility as local suppliers of organic fertilizer of high quality and at a good price to our market. With this in place, it will be difficult for any new market entrants to displace us in our local area as the main suppliers of organic

Business Ethics Introduction Summarize the Overall Viewpoint
Words: 980 Length: 3 Document Type: Case Study

Business Ethics Introduction (Summarize the overall viewpoint of the author, and discuss the major issues presented in the case.) In the case, the author is showing how Dennis Kozlowski and Mark Schwartz were at the top of an elaborate scheme to defraud Tyco. This was accomplished by talking about how their troubles began based upon Kozlowski's desire to avoid paying taxes on artwork in New York State. As the investigation expanded, the

Business and Ethics the Business Ethics Checklist
Words: 1694 Length: 4 Document Type: Essay

Business and Ethics The business ethics checklist Organizational Decisions-Making on Substandard Products Unaccountable products from companies or manufacturers are often regarded dangerous, unsafe and substandard, both by the target consumers and government. Unfortunately, toy products stand among the most affected group of items within the field of production. Sub-standard products are those that do not meet the legal and safety standards and/or qualities set by the pertinent authorities. Such products may result due

Business Ethics Focus on Merrill Lynch According
Words: 4347 Length: 15 Document Type: Essay

Business Ethics Focus on Merrill Lynch According to Laura Hartman and her co-writer, Joe Desjardins in the work entitled "Business Ethics: Decision Making for Personal Integrity & Social Responsibility" philosophical ethics may be clearly differentiated from theological ethics because theological ethics attempted to disseminate the well-being of an individual on a religious basis while the ethics of an individual's philosophy is such that provisions of justifications that can be applied to

Sign Up for Unlimited Study Help

Our semester plans gives you unlimited, unrestricted access to our entire library of resources —writing tools, guides, example essays, tutorials, class notes, and more.

Get Started Now