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Accounting - FedEx And UPS Research Proposal

Key strategic decisions can have a significant impact on the financial statements for a limited period of time. For example, during the period studied FedEx was having trouble absorbing Kinko's which it had purchased. These difficulties are not fully reflected on the income statements for 2005 and 2006. Instead, they appear as an unusual item (a writedown) in 2008. Likewise, UPS took a $6.1 billion writedown in 2007, which made the financial figures for that year look terrible. There is always strategic context in financial statements. That context is not always readily apparent, but it should be taken into consideration when analyzing the financial statements. The potential impact of mergers and acquisitions should also be taken into consideration. A major acquisition can have a significant impact on a firm's financial statements for a year or more. Those impacts are not generally separated out from the rest of the operations. As a general rule, an evaluation of financials should consider metrics more often used in managerial accounting, such as the year-over-year sales of ongoing operations. This measure of organic growth is a more accurate indicator of a firm's success than the overall figures.

Another factor that should be taken into account is the firm's responsiveness to the economic environment. This can be estimated based on the beta, or via a more complex regression. In the case of UPS and FedEx, both firms are considered economic bellwethers because they draw their customers from corners of the economy. The true measure of success for these firms is not their raw performance numbers like sales growth, but in their growth compared to overall economic growth.

One major implication of this is that we must also consider the timing of the financial statements when making a comparison. The FedEx fiscal year ends May 31st; UPS' fiscal year ends December 31st. It is difficult, therefore, to make direct performance comparisons. If we assume that the performance of each of these companies has a high degree of correlation with the market as a whole, then direct measurement should be over the same time frame. For example, we see a weakening in the performance of UPS in fiscal 2006. For that company, this includes the entire year of 2006. For FedEx, this only includes the first five months of 2006.

If, however, the economy tanked in the latter half of 2006, that would explain the difference in the performance of these two firms. (This scenario is more relevant to 2008, but the implications for comparative financial analysis remain the same).

The courier business operates, for the most part, as a two-company industry. The #3 company, DHL, announced that it was exiting the U.S. market, and worldwide enjoys a much smaller market share than either UPS or FedEx. Other companies compete in the business, but for all intents and purposes UPS and FedEx dominate the global courier market. As such, one of the most important metrics for measuring performance is not found on the financial statements. Market share is a critical measure. When an industry has this two-company structure, the only true measure of success is market share. There are many segments of the business, and market share is the key measure for each of them. A full analysis of the relatively success of UPS and FedEx can only be conducted with an understanding of the market share performance each firm enjoyed during the period being analyzed. Market share represent so many things in this industry. Despite low switching costs, customers are relatively loyal. Therefore, to win a customer is to bring a customer on board for the long-run. That means that the purchase decision repeats,-month over month and year over year, unlike with many other purchases. Thus, market share is a critical measure that should be taken into consideration.

Because of the high fixed costs associated with owning and operating aircraft, another significant consideration is that of capacity utilization. The courier business is about volume, the reason being that volume fills capacity that already exists. UPS and FedEx approach their aircraft in the same way that airlines do, in terms of load factor. Thus, the company that fills the most space on the most planes is the more successful of the two. Another important, related, factor is capacity management. FedEx has flexible leases with its planes to help them manage capacity in the event of a download. They also have substantial flexibility in their staffing. These managerial tactics can dictate a firm's ability to withstand economic downturn. They will not be revealed during strong economic times, which is why performance is always best measured over the long run.

Formulae:

Working Capital = current assets - current liabilities

Current ratio = current assets / current liabilities

Quick ratio = (cash + ST securities + receivables) / current liabilities

ROE = Net Income / Avg Total Equity

ROA = Net Income + Interest / Avg Total Assets

Net margin = Net Income / Revenue

Turnover (Asset) = Sales / Avg Total Assets

P/E = Price per share / earnings per share

A/R Turn = Sales / Avg Accts Receivable

Days sales a/R = 365 / AR Turn

Debt ratio = Liabilities / Assets

D/E ratio = Liabilities / Equity

Income Statement

Balance Sheet

Cash Flow

10-Year Summary

Annual

Interim

Financial data in U.S. Dollars

Values in Millions (Except for per share items)

Period End Date

Period Length

12 Months

Stmt Source

10-K

Stmt Source Date

Stmt Update Type

Updated

Reclassified

Revenue

Total Revenue

Cost of Revenue, Total

Gross Profit

Selling/General/Administrative Expenses, Total

Research & Development

Depreciation/Amortization

Interest Expense (Income), Net Operating

Unusual Expense (Income)

Other Operating Expenses, Total

Operating Income

Interest Income (Expense), Net Non-Operating

Gain (Loss) on Sale of Assets

Other, Net

Income Before Tax

Income Tax - Total

Income After Tax

Minority Interest

Equity in Affiliates

U.S. GAAP Adjustment

Net Income Before Extra. Items Total Extraordinary Items

Net Income

Total Adjustments to Net Income

Preferred DividendsGeneral Partners' Distributions

Basic Weighted Average Shares

Basic EPS Excluding Extraordinary Items

Basic EPS Including Extraordinary Items

Dollars
Values in Millions (Except for per share items)

Period End Date

Stmt Source

10-K

Stmt Source Date

Stmt Update Type

Updated

Reclassified

Updated

Assets

Cash and Short-Term Investments

Cash & Equivalents

Total Receivables, Net

Accounts Receivable - Trade, NetAccounts Receivable - Trade, GrossProvision for Doubtful Accounts

Total Inventory

Prepaid Expenses

Other Current Assets, Total

Total Current Assets

Property/Plant/Equipment, Total - Net

Goodwill, Net

Intangibles, Net

Long-Term Investments

Note Receivable - Long-Term

Other Long-Term Assets, Total

Other Assets, Total

Total Assets

Liabilities and Shareholders' Equity

Accounts Payable

Payable/Accrued

Accrued Expenses

Notes Payable/Short-Term Debt

Current Port. Of LT Debt/Capital Leases

Other Current Liabilities, Total

Total Current Liabilities

Total Long-Term Debt

Long-Term Debt

Deferred Income Tax

Minority Interest

Other Liabilities, Total

Total Liabilities

Redeemable Preferred Stock

Preferred Stock - Non-Redeemable, Net

Common Stock

Additional Paid-in Capital

Retained Earnings (Accumulated Deficit)

Treasury Stock - Common

Other Equity, Total

Total Equity

Total Liabilities & Shareholders' Equity

Total Common Shares Outstanding

Total Preferred Shares Outstanding

Income Statement

Balance Sheet

Cash Flow

10-Year Summary

Annual

Interim

Financial data in U.S. Dollars

Values in Millions (Except for per share items)

Period End Date

Period Length

12 Months

Stmt Source

10-K

Stmt Source Date

Stmt Update Type

Updated

Reclassified

Revenue

Total Revenue

Cost of Revenue, Total

Gross Profit

Selling/General/Administrative Expenses, Total

Research & Development

Depreciation/Amortization

Interest Expense (Income), Net Operating

Unusual Expense (Income)

Other Operating Expenses, Total

Operating Income

Interest Income (Expense), Net Non-Operating

Gain (Loss) on Sale of Assets

Other, Net

Income Before Tax

Income Tax - Total

Income After Tax

Minority Interest

Equity in Affiliates

U.S. GAAP Adjustment

Net Income Before Extra. Items Total Extraordinary Items

Net Income

Total Adjustments to Net Income

Preferred DividendsGeneral Partners' Distributions

Basic Weighted Average Shares

Basic EPS Excluding Extraordinary Items

Basic EPS Including Extraordinary Items

Diluted Weighted Average Shares

Diluted EPS Excluding Extrordinary Items

Diluted EPS Including Extraordinary Items

Dividends per Share - Common Stock Primary Issue

Dividends per Share - Common Stock Issue

Gross Dividends - Common Stock

Interest Expense, Supplemental

Depreciation, Supplemental

Normalized EBITDA

Normalized EBIT

Normalized Income Before Tax

Normalized Income After Taxes

Normalized Income Available to Common

Basic Normalized EPS

Diluted Normalized EPS

Amortization of Intangibles

Balance Sheet

Cash Flow

10-Year Summary

Annual

Interim

Financial data in U.S. Dollars

Values in Millions (Except for per share items)

Period End Date

Stmt Source

10-K

Stmt Source Date

Stmt Update Type

Updated

Restated

Assets

Cash and Short-Term Investments

Cash & EquivalentsShort Term Investments

Total Receivables, Net

Accounts Receivable - Trade, NetAccounts Receivable - Trade, GrossProvision for Doubtful AccountsReceivables - Other

Total Inventory

Prepaid Expenses

Other Current Assets, Total

Total Current Assets

Property/Plant/Equipment, Total - Net

Goodwill, Net

Intangibles, Net

Long-Term Investments

Note Receivable - Long-Term

Other Long-Term Assets, Total

Other Assets, Total

Total Assets

Liabilities and Shareholders' Equity

Accounts Payable

Payable/Accrued

Accrued Expenses

Notes Payable/Short-Term Debt

Current Port. Of LT Debt/Capital Leases

Other Current Liabilities, Total

Total Current Liabilities

Total Long-Term Debt

Long-Term Debt

Deferred Income Tax

Minority Interest

Other Liabilities, Total

Total Liabilities

Redeemable Preferred Stock

Preferred Stock - Non-Redeemable, Net

Common Stock

Additional Paid-in Capital

Retained Earnings (Accumulated Deficit)

Treasury Stock - Common

Other Equity, Total

Total Equity

Total Liabilities & Shareholders' Equity

Total Common Shares Outstanding

Total Preferred Shares Outstanding

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